Goods & Services
Class 9:
Computer software used for financial transactions in the fields of securities trade processing and trade management; downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services
Class 35:
Providing business information to businesses and legal entities; providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services, namely, the collection, storage, maintenance, management, recordkeeping and reporting of information relating to derivatives transactions for regulatory compliance; issuance, collection, storage, maintenance, management, and dissemination of business legal entity data for business purposes
Class 36:
Clearing, reconciling, and processing financial transactions via a global computer network; financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; financial clearing houses; financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; financial custody services, namely, maintaining possession and record of securities and other financial instruments for others for financial purposes; financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; providing financial information services to underwriting entities in the field of financial instruments; financial information processing for underwriting, settlement, and deposit of eligible securities; tax services, namely, tax withholding services and tax reporting services; financial processing, financial information, and financial services, namely, settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services, namely, the creation and dissemination of databases, aggregates, reports, benchmarks, data analytics of securities in the fields of finance; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes; financial information services, namely, providing information regarding financial trade management; financial transaction processing services, namely, post-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; financial transaction processing services, namely, automated securities trade matching, execution, and settlement services; financial transaction services, namely, securities trading and settlement staging services; financial transaction processing services, namely, assisting in the delivery of post-trade allocations; providing financial transaction processing services for supporting centralized matching of post-trade financial transactions; financial transaction processing services, namely, automatic acceleration of electronic trade affirmation processing; financial information services, namely, communicating post-trade settlement details between investment managers and broker/dealers prior to confirmation to avoid settlement delay, eliminate clerical errors, and reduce risk of trade failure; financial transaction processing of securities trading featuring processing of standing settlement and account instructions
Class 38:
Electronic messaging services; electronic transmission of securities trading information; electronic messaging services, featuring automated notices of trade execution and allocation; electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections
Class 41:
Arranging and conducting live and on-line seminars and educational conferences in the field of finance; educational services, namely, development and dissemination of on-line educational materials in the field of finance; providing online, non-downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services
Class 42:
Providing online, non-downloadable software to facilitate the processing and management of post trade activity; providing online, non-downloadable software for automated securities trade matching, execution, and settlement services; providing online, non-downloadable software for use in securities trade allocation and confirmation; providing an online, non-downloadable platform for securities trade matching and processing; providing online, non-downloadable software and data feeds in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; developing customized web pages and data feeds featuring user-defined information in the field of financial instruments and transactions; providing online, non-downloadable software to facilitate the management of collateral; providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information
